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18-Aug-2020 21:37

No fee is charged for filing an electronic amendment to Form ADV unless it is an Annual Updating Amendment.No fee is charged for electronically filing Form ADV-W or Form ADV-E.

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Paper versions of current Form ADV Part 1A, Part 1B, and Part 2, General Instructions to Form ADV, Glossary, Instructions for Part 1A of Form ADV, and General Instructions for Part 2A of Form ADV can be found here: https://gov/about/forms/Q: Why are we being charged filing fees for using IARD?A: Filing fees are charged to cover the costs and maintenance of IARD.No fee is charged for electronically filing a final report.

The Commission has approved the initial report and annual IARD filing fees for Exempt Reporting Advisers filing reports with the Commission (see Release No. Exempt Reporting Advisers will have to pay the fee associated with their initial reports with the Commission filed on or after November 7, 2011.A: The fee for initial reports and each annual updating amendment is 0 for Exempt Reporting Advisers.